The European Commission has adopted two Delegated Regulations specifying the characteristics of liquidity management tools (LMTs) for (i) ...
The Division publishes its annual examination priorities to provide transparency to registrants and investors about the ...
In today’s competitive global talent environment, employment-based nonimmigrant and immigrant visa categories remain essential tools for ...
UHealth, also known as the University of Miami Health System (UMHS), implemented a “zero-tolerance” policy related to members of its ...
Here’s a story straight from the trenches of the 401(k) world: the parties in a long-running excessive-fee lawsuit over the $2.6 billion ...
Traditional Chapter 11 can feel out of reach for many independent and small‑group New York restaurants: it’s complex, time‑consuming, and ...
The European Securities and Markets Authority (ESMA) has published a peer review report on the supervision of depositary obligations under ...
The Consumer Duty, introduced in 2023 by the Financial Conduct Authority (FCA), sets a higher standard of care that firms must deliver to ...
Welcome to the November 2025 issue of Sterne Kessler’s MarkIt to Market® newsletter. This month, we discuss a cautionary tale for adopting ...
Chairman Swett maintains agenda of simplifying regulations, while contending that FERC’s existing communications rule is more than adequate ...
Last month saw notable developments in the Eleventh and Fifth Circuits regarding challenges to laws in Florida and Texas, respectively, that ...
On November 20, 2025, the US Securities and Exchange Commission (SEC) announced the dismissal of charges against SolarWinds Corporation and its ...